Total Return Securities Fund (SWZ)
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What Total Return Securities Fund does
Its shares trade on NYSE under the ticker SWZ.
Latest SEC filings
What Total Return Securities Fund has filed recently, newest first. Each links to the original document on SEC EDGAR.
- September 4, 2026Form N-CSRS filing N-CSRS
- August 31, 2026Form NPORT-P filing NPORT-P
- August 20, 2026Form N-PX filing N-PX
- August 3, 2026Passive stake (5% or more) SCHEDULE 13G
- July 31, 2026Passive stake changed SCHEDULE 13G/A
- June 1, 2026Form NPORT-P filing NPORT-P
- May 8, 2026Proxy statement DEF 14A
- April 17, 2026Passive stake changed SCHEDULE 13G/A
- April 15, 2026Form 40-17G filing 40-17G
- April 14, 2026Passive stake changed SCHEDULE 13G/A
Insider trades
What the people running Total Return Securities Fund did with its shares, from the Form 4 filings they must send the SEC within two business days.
Insiders bought $142.6K worth of shares on the open market in the last 90 days and sold none.
| Date | Insider | What | Shares | Value |
|---|---|---|---|---|
| August 31, 2026 | Sell Moritz ADirector | Bought | 3,000 | $17.9K |
| August 24, 2026 | Das Rajeev PSecretary | Bought | 1,366 | $8.1K |
| August 21, 2026 | Das Rajeev PSecretary | Bought | 1,700 | $10.1K |
| August 10, 2026 | Sell Moritz ADirector | Bought | 1,000 | $5.9K |
| July 23, 2026 | Sell Moritz ADirector | Bought | 2,000 | $11.7K |
| July 22, 2026 | Sell Moritz ADirector | Bought | 517 | $3.1K |
| July 21, 2026 | Sell Moritz ADirector | Bought | 483 | $2.8K |
| July 20, 2026 | Sell Moritz ADirector | Bought | 1,000 | $5.9K |
| July 6, 2026 | Goldstein PhillipSecretary, Director | Bought | 5,980 | $35.6K |
| July 2, 2026 | Dakos AndrewPresident and CEO, Director | Boughtindirect | 233 | $1.4K |
| July 2, 2026 | Dakos AndrewPresident and CEO, Director | Boughtindirect | 4,767 | $28.2K |
| June 29, 2026 | Sell Moritz ADirector | Bought | 2,000 | $11.9K |
| June 26, 2026 | Sell Moritz ADirector | Bought | 2,091 | $12.3K |
| June 18, 2026 | Sell Moritz ADirector | Bought | 1,853 | $11K |
| June 17, 2026 | Sell Moritz ADirector | Bought | 147 | $868.8 |
Who owns SWZ
Three views from three kinds of SEC filings, each with its own date. They overlap and are not added up.
5% holders
Largest institutional holders
Insiders
4 insiders reported holding 281,860 shares in total, about $1.6M at the last price.
| Holder | Shares |
|---|---|
| Dakos AndrewPresident and CEO, Director | 131,000131,000 held indirectly |
| Goldstein PhillipSecretary, Director | 119,214 |
| Sell Moritz ADirector | 28,246 |
| Das Rajeev PSecretary | 3,400 |
Questions about SWZ
What does Total Return Securities Fund do?
Its shares trade on NYSE under the ticker SWZ.
When did Total Return Securities Fund last report?
Its newest filing of any kind is the form N-CSRS filing from September 4, 2026.
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Follow SWZ: get an email when it filesWhere the numbers come from
Financial figures are the values Total Return Securities Fund tagged in its own SEC filings (XBRL), taken from the latest filing for each period, so restatements replace older figures. Revenue, profit and cash flow are for full fiscal years unless marked as the last twelve months, which is the sum of the four most recent quarters. Where a company reports only the full year, the fourth quarter is the year minus the first three.
Prices are delayed end-of-day market data in the listing currency, and market cap moves with the price. P/E is shown only when earnings per share are positive. Nothing here is investment advice.